Restriction on managers of certain collective investment schemes. (1) Subsections (2) to (5) of section 13 (incorporated friendly... 11.In section 13(9) (defined terms), after paragraph (a) insert—, 12.In section 13(9), after paragraph (c) insert—. Power to disallow excessive regulatory provision, 300A.Power of appropriate regulator to disallow excessive regulatory provision, 300B.Duty to notify proposal to make regulatory provision, 300C.Restriction on making provision before appropriate regulator decides whether to act, 300D.Consideration by appropriate regulator whether to disallow proposed provision, 300E.Power to disallow excessive regulatory provision: supplementary, CHAPTER 1A CONTROL OVER RECOGNISED INVESTMENT EXCHANGE, Notices of acquisitions of control over recognised investment exchanges, 301A.Obligation to notify the FCA: acquisitions of control, 301B.Requirements for section 301A notices. Exercise of power in support of overseas regulator. 15. 1. 0000002795 00000 n Use this menu to access essential accompanying documents and information for this legislation item. 176A.Retention of documents taken under section 176, Part XII Control Over Authorised Persons, Notices of acquisitions of control over UK authorised persons, 178.Obligation to notify the appropriate regulator: acquisitions of control, Acquiring control and other changes of holding, 187A.Assessment: consultation by PRA with FCA, 187B.Assessment: consultation by FCA with PRA, 188.Assessment: consultation with EC competent authorities, 191A.Objection by the appropriate regulator, Notice of reductions of control of UK authorised persons, 191D.Obligation to notify the appropriate regulator: dispositions of control, 191E.Requirements for notices under section 191D. The Financial Services and Markets Tribunal. 2. 20. 15. (1) No new application under section 9 of the 1986... Self-regulating organisations for friendly societies. 3. 102B.Meaning of “offer of transferable securities to the public” etc. (1) The Authority may make rules providing for the payment... Services for which fees may not be charged. 112. 127A.Consultation with the PRA in relation to administrative sanctions, 129. 12. 31. 4. 1018 0 obj <> endobj Text created by the government department responsible for the subject matter of the Act to explain what the Act sets out to achieve and to make the Act accessible to readers who are not legally qualified. Restitution orders in cases of market abuse. PART 13A Enhanced supervision of firms exercising rights under the Insurance Distribution Directive, 203A.Insurance distribution directive: enhanced supervision of EEA firms by UK regulators, 203B.Insurance distribution directive: enhanced supervision of UK firms by an EEA regulator, 203C.Modification or waiver of rules where firm subject to enhanced supervision, 203D.Publication of directions under section 203C, 204A.Meaning of “relevant requirement” and “appropriate regulator”, 206A. Changes in responsibilities of senior managers, Variation of senior manager's approval at request of relevant authorised person, Variation of senior manager's approval on initiative of regulator, Exercise of power under section 63ZB: procedure, Statement of policy relating to conditional approval and variation, Certification of employees by relevant authorised persons, Rules of conduct: responsibilities of relevant authorised persons, Requirement for relevant authorised persons to notify regulator of disciplinary action. Directions in relation to the general prohibition. 11. Duty to consider representations by the Panels. 269. Industrial and provident societies and credit unions. 102. Notification by FCA of action in relation to recognised clearing houses. Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. 4. 13. 261. 28. Powers of FCA and PRA to participate in proceedings: individual voluntary arrangements. 7. Cases in which the Treasury may arrange independent inquiries. Insurers: service of petition etc. 33. Power to appoint person to hold an inquiry. Discontinuance and suspension of listing. Scheme manager’s power to inspect documents held by Official Receiver etc. Financial Services and Markets Act 2000 2000 CHAPTER 8 An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes. Provisions included in the FCA's code by reference to the City Code. 298. 8. An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes. Right to participate in proceedings. 194A. 77. 199A.Management companies: loss of authorisation. Contravention of requirement imposed under this Part. The Authority as Competent Authority for Part VI. The Financial Services and Markets Act 2000: A Guide to the New Law | Alcock, Alistair | ISBN: 9780853085638 | Kostenloser Versand für alle Bücher mit Versand und Verkauf duch Amazon. Procedure: revocation of direction and grant of request for variation. 398. 331. The FCA must maintain satisfactory arrangements for—. Scheme operator's duty to provide information to FCA. at request of authorised person. 3. The securities are offered in connection with a genuine invitation... (1) The securities are offered to a public authority. 96A.Disclosure of information requirements, 96B.Disclosure rules: persons responsible for compliance. 18. Amounts required by rules to be paid to the Authority. Pursuant to a section 168(5) investigation into Barclays Bank … 15. 403. 9. 0000025222 00000 n Regulations. 174. 292. View on Westlaw or start a FREE TRIAL today, Financial Services and Markets Act 2000, PrimarySources Parliamentary control of statutory instruments. 80. False claims to be a person to whom the general prohibition does not apply. 350. We can provide these investment services if they are an incidental part of the professional services we have been engaged to provide. 327. 23. Management companies: loss of authorisation. 404D.Applications to Tribunal to quash rules or provision of rules, 404G.Power to widen the scope of consumer redress schemes. In paragraph 10, “ relevant office ” means—. Part XXIII Public Record, Disclosure of Information and Co-operation. Procedure on making or varying orders under section 329. Rules applicable to former underwriting members. (1) Sub-paragraph (2) applies to a Treaty firm which—. Agreements made by unauthorised persons. Schemes authorised in designated countries or territories. Injunctions in cases of market abuse. In this Part of this Schedule “ the appropriate UK... (1) Subject to sub-paragraphs (5ZA) , (5ZB) , (5A) and... (1) Subject to sub-paragraphs (4D) to (4I), a UK firm... (1) If a UK investment firm or UK credit institution... (1) A full-scope UK AIFM may not exercise in the... (1) If a UK firm which is not an authorised... (1) Regulations may make such provision as the Treasury consider... (1) Sub-paragraphs (2) and (2A) apply if a UK firm—... (1) Sub-paragraph (2) applies if a UK firm—, (1) The regulators may make arrangements about—. Part XX Provision of Financial Services by Members of the Professions. Duty of auditor or actuary resigning etc. 0000000016 00000 n Misleading statements and practices. 411. 58. Omit Schedule 3 (supplementary provisions about authorisation). Financial Services and Markets Act 2000 - I by Michael Taylor The author considers the policy background to the Financial Services and Market Act and the regulatory reforms introduced by the new legislation in a two-part article taken from a forthcoming book of which he is co-author. Background; Regulated activities; Financial promotions; Prospectus requirements; Deposit taking ; Money laundering; Consumer protection; Contents Previous Next. 62. paragraph 23(2)(b) of Schedule 1ZA and paragraph 31(2)(b) of Schedule 1ZB to, the Financial Services and Markets Act 2000(a), make the following Order: Citation, commencement and interpretation 1.—(1) This Order may be cited as the Financial Services and Markets Act 2000 (Qualifying EU Provisions) (Amendment) Order 2016 and comes into force on [date]. 27. Guidance on outsourcing by investment firms and credit institutions. Act you have selected contains over 11. False claims to be authorised or exempt. 371. 142. Discontinuance or suspension: procedure. 28A.Credit-related agreements made unenforceable by section 26, 26A or 27, 28B.Decisions under section 28A: procedure. 333. Persons authorised as a result of paragraph 1(1) of Schedule 5. Power of FCA or PRA to require restitution. Powers of court where information required. Agreements made through unauthorised persons. 6A. Appointment of persons to carry out investigations in particular cases. Appointment of persons to carry out investigations in particular cases. on FCA and PRA. Administrator appointed by company or directors. Power of FCA to institute proceedings for certain other offences. 270. Applications for approval: procedure and right to refer to Tribunal. 5. Fees to meet certain expenses of the Treasury, Approval and monitoring of trade-matching and reporting systems, Procedure for approval and suspension or withdrawal of approval, Consultation in relation to taking certain enforcement action. Procedure on exercise of certain powers by the Treasury. Part XI Information Gathering and Investigations. 416. Many translated example sentences containing "financial Services and Markets Act 2000" – Spanish-English dictionary and search engine for Spanish translations. Procedure: refusal to revoke or vary direction. M�Z�h5�)�6!�'(y�����"4 '��,�'KX�[�t��y�z�G�R�M��>H-��dc��CU��յcW��~Ͱ�l�T� (1) Buying, selling, subscribing for or underwriting investments or offering... 3.Making, or offering or agreeing to make—. 7A. 256. 9A. Orders under section 142A, 142B, 142D or 142E, Powers of Treasury in relation to ring-fencing rules, Cases in which group restructuring powers become exercisable, Procedure: warning notice and decision notice, Subsequent variation of requirement or direction, Relationship with regulators' powers under Parts 4A and 12A, Imposition of penalties under section 142S: statement of policy, Further interpretative provisions for section 142W, Power of Treasury in relation to loss-absorbency requirements, Affirmative procedure in relation to certain orders under Part 9B, Rules about recovery and resolution plans: supplementary provision, Special provision in relation to resolution plans. Chapter III Authorised Unit Trust Schemes. 9. The emission allowance auctioning regulation. Contravention by relevant EEA firm with UK branch of requirement under markets in financial instruments directive: appropriate regulator primarily responsible for securing compliance, 194B.Contravention by relevant EEA firm of requirement in capital requirements directive or capital requirements regulation, 194C.Contravention by relevant EEA firm with UK branch of requirement in mortgages directive: appropriate regulator primarily responsible for securing compliance, 194D.Contravention by relevant EEA firm of requirement in insurance distribution directive: appropriate regulator primarily responsible for securing compliance. 23B. Liability in relation to recognised body’s regulatory functions. (1) For the purpose of meeting a proportion of the... Funding of the relevant costs by consumer credit licensees etc. Jurisdiction and procedure in respect of offences. (1) If the scheme operator proposes to make voluntary jurisdiction... Further provision in relation to exercise of Part 18 functions by Bank of England, Part 1 Co-operation between appropriate regulators, Memorandum of understanding between appropriate regulators and PRA. 23. 8. 142E.Power of Treasury to impose prohibitions, 142F.Orders under section 142A, 142B, 142D or 142E, Ring-fenced bodies not to carry on excluded activities or contravene prohibitions, 142G.Ring-fenced bodies not to carry on excluded activities or contravene prohibitions, 142I.Powers of Treasury in relation to ring-fencing rules, 142K.Cases in which group restructuring powers become exercisable, 142N.Procedure: warning notice and decision notice, 142P.Subsequent variation of requirement or direction, 142Q.Consultation etc. Summit on Financial Markets and the World Economy [G-20 Summit] Weltfinanzgipfel {m} [G20-Gipfel] We are £2000 … 109.Scheme reports: insurance business transfer schemes, 109A.Scheme reports: ring-fencing transfer schemes. Explanatory Notes were introduced in 1999 and accompany all Public Acts except Appropriation, Consolidated Fund, Finance and Consolidation Acts. Prohibition orders: procedure and right to refer to Tribunal. 28. 1018 34 19. 16. Reference by scheme operator or regulated person, Power of FCA to make request to Competition and Markets Authority, The FCA's functions under Part 4 of the Enterprise Act 2002, The FCA's functions under the Competition Act 1998, Duty to consider exercise of powers under Competition Act 1998, Provision of information and assistance to a CMA group. 1051 0 obj<>stream Schemes authorised in designated countries or territories. Alteration of schemes and changes of manager or trustee. 3. 35.Any amount (other than a fee) which is required by... Further provision about the consumer financial education body, Ensuring exercise of consumer financial education function etc. The Financial Services Authority. Provision of false or misleading information to auditor or actuary. Duty of auditor or actuary resigning etc. (1) “State of the commitment”, in relation to a commitment... Part II Banking Business Transfer Schemes. 2. 13. 19. Financial Conduct Authority 5 Proposed changes to our pension transfer rules CP15/7 March 2015 1. 10. This CIRCULAR is ONLY for UK shareholders. 11. Notification: overseas investment exchanges and overseas clearing houses. Corporate governance 7. 240. 4. 407. 369A.Reclaim funds: service of petition etc on FCA and PRA, 370.Liquidator's duty to report to FCA and PRA. Finanzdienstleistungs-und Börsengesetz {n} 2000: Teilweise Übereinstimmung: econ. Rescission and variation of requirements. Power to apply settlement finality regime to payment institutions. Part I Persons and functions for the purposes of section 351. 32. 328. In section 12, omit subsections (4) and (5). 374. 9. Wörterbuch Englisch → Deutsch: Financial Services and Markets Act 2000 FSMA: Übersetzung 1 - 50 von 10659 >> Englisch: Deutsch: econ. 274. Power to prohibit the carrying on of Consumer Credit Act business. The Financial Services and Markets Act 2000 (c 8) is an Act of the Parliament of the United Kingdom that created the Financial Services Authority (FSA) as a regulator for insurance, investment business and banking, and the Financial Ombudsman Service to resolve disputes as a free alternative to the courts. 6.“ EEA authorisation ” means— (a) in relation to an... 7.“EEA right” means the entitlement of a person to establish... 7A.In paragraph 7, “ relevant office ” means—. ��qm�z�=�__�P(�\k��b�ꍤ��'�e|�Huk�f�� 18.Rights under a contract for the sale of a commodity... 19.Rights under— (a) a contract for differences; or. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. 14. Duty of Authority to follow principles of good governance. 0000011096 00000 n Procedure on giving directions under section 257 or 258A and varying them on FCA's own initiative. 9.A certificate under this paragraph is one given by the... Part 2A Reclaim fund business transfer schemes, 9D.Certificate as to consent of home state regulator, Part III Insurance business transfers effected outside the United Kingdom. Listing rules made under section 99 may require the payment... (1) In this paragraph “statement” means— (a) any untrue or... (1) In this paragraph “statement” means a statement included in... (1) In this paragraph “statement” has the same meaning as... A person does not incur any liability under section 90(1)... A person does not incur any liability under section 90(4)... “Expert” includes any engineer, valuer, accountant or other person whose... Securities to which this Schedule applies, Published information to which this Schedule applies, Liability of issuer for misleading statement or dishonest omission. Powers of FCA and PRA to participate in proceedings. Meaning of “home State” in relation to transferable securities. 140. The Authority must maintain satisfactory arrangements for—. Credit-related agreements made unenforceable by section 26, 26A or 27. Carrying on regulated activities by way of business. (1) The Treasury or the Secretary of State may—, Reviews of economy etc of the consumer financial education body. 15. Persons Concerned in Collective Investment Schemes. Consequential and supplementary provision. 419. 29. 0000008306 00000 n Alteration of schemes and changes of operator, trustee or depositary. 23.Omit sections 11B (loans approved by credit unions), 11C (grant... 24.In section 12, omit subsections (4) and (5). Meaning of “relevant markets” in strategic objective, Further interpretative provisions for sections 1B to 1G, Recommendations by Treasury in connection with general duties, Duty to consider representations made by the Panels, Power to provide for additional objectives, Interpretation of references to objectives, Secondary competition objective and duty to have regard to regulatory principles, Arrangements for supervision of PRA-authorised persons, Regulatory principles to be applied by both regulators, Duty to follow principles of good governance, Duty of FCA and PRA to ensure co-ordinated exercise of functions, Power to establish boundary between FCA and PRA responsibilities, Parliamentary control of orders under section 3G, Power of PRA to require FCA to refrain from specified action, Power of PRA in relation to with-profits policies, Revocation of directions under section 3I or 3J, Further provisions about directions under section 3I or 3J, Directions relating to consolidated supervision of groups, Revocation of directions under section 3M, Further provisions about directions under section 3M, Consultation by regulator complying with direction, Co-operation by FCA ... with Bank of England. Powers of FCA and PRA to participate in proceedings. Scheme manager’s power to require information. Industrial and provident societies and credit unions. 383. 26. FCA general rules: cost of credit and duration of credit agreements, Rules requiring participation in benchmark, FCA general rules: disclosure of information about pension scheme transaction costs etc, FCA general rules: disclosure of information about the availability of pensions guidance, FCA general rules: advice about transferring or otherwise dealing with annuity payments, FCA general rules: early exit pension charges, FCA rules: disclosure of information about the availability of financial guidance, FCA general rules: charges for claims management services, Remuneration policies: Treasury direction to consider compliance, Rules about recovery plans: duty to consult, Rules about resolution packs: duty to consult, Special provision relating to adequacy of resolution plans, Recovery plans and resolution packs: restriction on duty of confidence, Financial promotion rules: directions given by FCA, Rules to recover expenses relating to the Money and Pensions Service, Rules to recover debt advice expenses incurred by the devolved authorities, Publication of directions under section 138A, Consultation: exemptions for temporary product intervention rules, Temporary product intervention rules: statement of policy, Statement of policy under section 138N: procedure, Notification of FCA guidance to the Treasury, Advice about effect of regulating provision or practice, Publication by CMA of section 140B advice. 21. Decision notices and right to refer to Tribunal. General grounds on which power of intervention is exercisable. Publication: special provisions relating to the capital requirements directive, Publication: special provisions relating to the transparency obligations directive, Publication: special provisions relating to the UCITS directive, Publication: special provisions relating to the markets in financial instruments directive, Publication: special provisions relating to the insurance distribution directive, Publication: special provisions relating to the prospectus regulation. Dependent on the legislation item being viewed this may include: This timeline shows the different points in time where a change occurred. 368. Removal of passport rights from EEA market operator, Recognised investment exchanges operating in EEA States (other than the United Kingdom), 312C.Exercise of passport rights by recognised investment exchange, 312FA.Central securities depositories: further disciplinary measures, 312G.Proposal to take disciplinary measures, Part 18A SUSPENSION AND REMOVAL OF FINANCIAL INSTRUMENTS FROM TRADING, 313A. (1) Shares or stock in the share capital of a... Instruments creating or acknowledging indebtedness. 419B.Carrying on claims management activity in Great Britain. 22A.Designation of activities requiring prudential regulation by PRA, 22B.Parliamentary control in relation to certain orders under section 22A. Directions and revocation: procedure. Advertisements etc. Requests for revocation of authorisation order. Carrying on regulated activities by way of business. 10. (1) In this paragraph “statement” has the same meaning as... 5.A person does not incur any liability under section 90(1)... False or misleading information known about. Power of FCA or PRA to require restitution. There are changes that may be brought into force at a future date. 6. 198. Individually recognised overseas schemes. 25. 2. Exercise of passport rights by EEA market operator, Removal of passport rights from EEA market operator, Exercise of passport rights by recognised investment exchange, Central securities depositories: further disciplinary measures, FCA's power to require suspension or removal of financial instruments from trading, Suspension or removal of financial instruments from trading: procedure, Procedure following consideration of representations, Revocation of requirements: applications by institutions, Decisions on applications for revocation by institutions, Revocation of requirements: applications by issuers, Decisions on applications for revocation by issuers, Notification in relation to suspension or removal of a financial instrument from trading, Suspension or removal of financial instruments from trading: notification and trading on other venues, Suspension or removal of a financial instrument from a trading by a trading venue: FCA duties, Suspension or removal of a financial instrument from trading in another EEA state: FCA duties, The PRA's objectives in relation to Lloyd's etc. 16B. startxref Appointment of persons to carry out general investigations. The Control of Misleading Advertisements Regulations 1988, The Electricity (Northern Ireland) Order 1992, Part IV of the Airports (Northern Ireland) Order 1994. The modern form of redress is contained in section 90. 339A.General duties of PRA in relation to auditors, 339B. Imposition of penalties on auditors or actuaries: statement of policy. Ombudsman’s power to require information. 232A.Scheme operator's duty to provide information to FCA. Contravention of requirement imposed under this Part. FINANCIAL SERVICES AND MARKETS ACT 2000 WRITTEN NOTICE To: Barclays Bank PLC Of: 1 Churchill Place Canary Wharf London E14 5HP Firm Reference Number: 122702 Date: 9 May 2018 TAKE NOTICE: The Prudential Regulation Authority of 20 Moorgate, London EC2R 6DA (the “PRA”) has decided to take the following action. Appointment of actuary in relation to reduction of benefits. 158. Power to require FSCS manager to act on behalf of manager of relevant scheme, Cases where FSCS manager may decline to act. Insurance business: regulations supplementing Authority’s rules. This firm is not authorised under the Financial Services and Markets Act 2000, but we are able in certain circumstances to offer a limited range of investment services to clients because we are members of the Law Society authorised and regulated by the SRA. Powers of appointed person and procedure. 11. 0000018971 00000 n Procedure on making or varying orders under section 329. 24. Minor and consequential amendments, transitional provisions and repeals. Financial Services and Markets Act 2000: Investment TransactionsHogan Lovells is not authorized under the Financial Services and Markets Act 2000 (FSMA) but we are able in certain circumstances to offer a limited range of investment services to clients because we are members of the Law Society. Restriction on managers of certain collective investment schemes. Effect of insurance business transfers authorised in other EEA States. Consideration by Competition Commission. 113. 224. 295. 5. 194. Rules applicable to former underwriting members. The Unfair Terms in Consumer Contracts Regulations 1999. in support of overseas regulator. Winding-up petitions: EEA and Treaty firms. Procedure on application for variation or revocation of direction. PART 1D Part 4A permission: conditions for which the PRA is responsible in relation to insurers etc. Powers of FCA and PRA to participate in proceedings. 10. Right of FCA and PRA to apply for an order. 97. 44. 0 between regulators, 142R.Relationship with regulators' powers under Parts 4A and 12A, Failure of parent undertaking to comply with direction, 142S.Power to impose penalty or issue censure, 142T.Procedure and right to refer to Tribunal, 142V.Imposition of penalties under section 142S: statement of policy, 142X.Further interpretative provisions for section 142W, 142Y.Power of Treasury in relation to loss-absorbency requirements, 142Z.Affirmative procedure in relation to certain orders under Part 9B, 139D.Sections 139B and 139C: interpretation, 139E.Rules about recovery and resolution plans: supplementary provision, 139F.Special provision in relation to resolution plans. 78A.Discontinuance or suspension at the request of the issuer: procedure. 7. 329. Financial Services and Markets Act 2000 if you are in the United Kingdom or, if you are not in the United Kingdom, another appropriately authorised independent financial adviser. (1) Rights under any contract under which one person provides... Other finance arrangements involving land. 2. (1) The constitution of the Authority must continue to provide... Non-executive members of the governing body. 344. Authority’s duty to consider other permissions etc. Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001(S.I. Disciplinary measures: procedure and right to refer to Tribunal. Revocation of authorisation order otherwise than by consent. 429. 0000008903 00000 n Schemes constituted in other EEA States. Procedure on giving directions under section 257 or 258A and varying them on FCA's own initiative. 10. 114A.Notice of transfer of reinsurance contracts, Business transfers outside the United Kingdom. 105. Reducing the value of contracts instead of winding up. The Building Societies Investor Protection Board. Disciplinary measures: procedure and right to refer to Tribunal. 5. 0000003424 00000 n Provision of false or misleading information to auditor or actuary. in support of overseas regulator. 16. Agreements made through unauthorised persons. Representations and references to the Tribunal. PART 12A Powers exercisable in relation to parent undertakings, 192A.Meaning of “qualifying authorised person”, 192B.Meaning of “qualifying parent undertaking”, 192C.Power to direct qualifying parent undertaking, 192H.Statement of policy: directions under section 192C, 192I.Statement of policy relating to directions: procedure, Rules requiring provision of information by parent undertakings, 192J.Rules requiring provision of information by parent undertakings, Rules applying to parent undertakings of ring-fenced bodies, 192JA.Rules applying to parent undertakings of ring-fenced bodies, Rules requiring parent undertakings to facilitate resolution, 192JB.Rules requiring parent undertakings to facilitate resolution, Failure to comply with direction or breach of rules, 192K.Power to impose penalty or issue censure, 192L.Procedure and right to refer to Tribunal, 192N.Imposition of penalties under section 192K: statement of policy, Part XIII Incoming Firms: Intervention by FCA or PRA. Accepting deposits in breach of general prohibition. 231. 6. Information given by auditor or actuary to a regulator. Information given by auditor or actuary to a regulator: persons with close links. 373. Procedure on exercise of power of intervention. Insurance business: regulations supplementing Authority’s rules. (1) Rights under a contract for the bailment or (in... 24.Any right or interest in anything which is an investment... PART 2A Regulated activities relating to information about persons' financial standing, 24C.Providing credit information services. 8. 347A.Duty of PRA to disclose information relevant to the record. 136. Provisions relating to industrial assurance and certain other enactments. Directions in relation to the general prohibition. 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